R
R5 Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$14,987,243
Total clients
30
43% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
30
Average account size
$499,575
About
R5 Capital Management provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans. Offerings include portfolio construction and ongoing investment management, comprehensive financial planning, and retirement plan advisory services (including 3(21) support).
The firm’s investment approach is primarily long-term and draws on fundamental, technical, cyclical, and charting analysis to construct portfolios of individual equities, ETFs, mutual funds, bonds and occasional private investments. Accounts are managed on a non-discretionary basis, with trades executed only after client approval and portfolios reviewed regularly with custodial reporting provided to clients.
Noteworthy features include that nearly all client assets are managed non-discretionarily—an uncommon arrangement among independent advisors—and that the firm provides pension consulting and 3(21) retirement plan services, which are less typical for a small advisory practice. The brochure also discloses referrals to an unaffiliated insurance agency that can generate commissions and allows supervised persons to trade in the same securities as clients, with written policies the firm says are used to mitigate related conflicts.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Fee options
Up to $250 per hour for retirement plan advisory services
Main office location
R5 Capital Management
Dallas TX, United States
Number of offices
1
Most active in
R5 Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")