R
R.G. Associates, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,478,496
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$706,541
About
The firm provides discretionary investment management for individual investors through separately managed accounts and does not participate in wrap fee programs. It also performs financial analysis consulting for institutional clients on a limited basis.
The investment approach is a bottom-up, value-oriented emphasis on stock selection driven by fundamental microeconomic analysis and close scrutiny of financial reporting. Portfolios are concentrated and long-term, run on a long-only basis with low turnover, and the manager invests alongside clients in the same securities and proportions.
What distinguishes the firm is the portfolio manager’s extensive background in financial reporting and participation on multiple accounting and investor advisory bodies, which the firm explicitly applies when evaluating issuers. The adviser operates at a relatively small, personalized scale, uses block trades through a single custodian to provide uniform execution across accounts, and has recently stopped publishing composite performance data.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
0.90% (90 basis points) of assets under management, payable quarterly in advance at a rate of 0.225% per quarter
Account minimum: $200,000; exceptions possible
Main office location
R.G. Associates, Inc.
1510 Pinnacle Rd
Towson MD 21286-1513, United States
Number of offices
1
Most active in
R.G. Associates, Inc. has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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