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R.D. Thompson Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$75,555,316
Total clients
29
34% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$2,605,356
About
R.D. Thompson Investments is an independent, single-advisor registered investment adviser that provides portfolio management and advisory services to individual clients and operates on asset‑based fee arrangements as disclosed in its ADV brochure. The firm’s services are presented in the brochure as ongoing portfolio management rather than transactional product distribution.
The advisor manages approximately $75.6 million for a small client base of 29 households, indicating concentrated, relationship-focused management and regular account oversight. The ADV table of contents includes sections on account reviews, brokerage practices, custody, and investment discretion, suggesting documented procedures for monitoring and servicing client accounts.
Compared with many solo independent advisers, the firm’s high assets-per-client profile is notable and may reflect more bespoke or complex account management for each household. The brochure also references topics such as performance‑based fees, side‑by‑side management, and a written code of ethics, so prospective clients should review those sections for any atypical fee arrangements or trading policies.
Client services
Portfolio management
Main office location
R.D. Thompson Investments
699 East South Temple, Ste 230
Salt Lake City UT 84102-4228, United States
Number of offices
1
Most active in
R.D. Thompson Investments has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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