Quantum Wealth Strategies, LLC

Quantum Wealth Strategies provides discretionary portfolio management and financial planning to individual and high-net-worth clients, creating written Investment Policy Statements and advising across mutual funds, ETFs, fixed income, annuities, private equity and private placements. The firm serves clients without an account minimum and manages ongoing accounts with regular monitoring and IPS-based implementation for roughly 67 client relationships.

The firm’s investment process combines fundamental, quantitative, technical/charting, cyclical analysis and modern portfolio theory, and it implements both long-term and short-term trading strategies under discretionary authority. Quantum discloses use of AI tools for analysis and meeting transcription, noting related accuracy, bias and cybersecurity risks and offering clients the option to opt out of recordings.

Noteworthy features include a client newsletter that provides specific security and sector recommendations as part of its advisory services, and a principal who is a licensed insurance agent and a Certified Divorce Financial Analyst — activities disclosed as potentially involving commissionable insurance products and divorce-related financial services. The ADV also describes policies for fair allocation of investment opportunities and documents how outside insurance and divorce-finance activities are disclosed to clients to address potential conflicts of interest.