Quantum Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,070,688
Clients
9
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$341,188
About
Quantum Financial is a state-registered independent advisory firm that serves individuals, business entities, pension and profit-sharing plans, trusts, estates, and charitable organizations, providing comprehensive financial planning and investment management services. The firm’s service set includes retirement, tax, estate planning, and risk management, and it may, by negotiation, act as a non-discretionary investment manager to private funds or pooled vehicles.
Portfolios are customized using a strategic asset-allocation framework informed by a proprietary methodology, and the firm draws on technical, fundamental, cyclical, quantitative, and qualitative analyses when forming recommendations. Quantum Financial operates on a non-discretionary basis, requiring client approval before initiating new positions or material changes, and may occasionally use margin or options strategies for rebalancing or hedging consistent with client objectives.
What distinguishes the firm from many peers is its primarily non-discretionary asset base and small scale: it is a solo adviser managing roughly $3.07 million for nine clients, which tends to produce a client-by-client implementation model. The firm does not take custody of client assets, works with client-selected custodians, and documents account activity and periodic plan reviews through custodian statements and regular client reviews.
Client services
Portfolio management
Financial services
Expertise
General retirement planning
Income planning
General estate planning guidance
Equity Recipients (RS/RSU, SOP, ESPP)
Tax-loss harvesting
Fee options
Negotiated fees not to exceed 1.50% annually, charged in arrears and billed quarterly based on market value at end of each quarter
Main office location
Quantum Financial LLC
Franklin TN, United States
Number of offices
1
Most active in
Quantum Financial LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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