Quantum Capital Investments, Inc.

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Client assets under management

$144,000,000

Clients

195

15% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$738,462

About

Quantum Capital Investments, Inc. provides discretionary asset management, financial planning, and retirement-plan advisory services (including ERISA 3(21) and 3(38) roles) to individuals, high‑net‑worth clients, trusts, and employer‑sponsored plans. The firm manages roughly $144 million in discretionary client assets and also delivers standalone financial planning and consulting engagements.

QCI structures portfolios around each client’s stated goals, time horizon and risk tolerance, applying fundamental, technical and cyclical analysis and using strategies that range from long‑term holdings to shorter‑term trading and option positions. The firm operates under discretionary trading authority, conducts quarterly reviews for rebalancing and tax‑loss harvesting opportunities, and documents client objectives in an investment policy or similar client profile.

Distinctive features include affiliated tax planning and bookkeeping services and an affiliated insurance business that may receive separate compensation, arrangements that reflect an accounting and insurance linkage uncommon among peers. QCI also discloses the use of leverage and derivative instruments (including margin and options) in managed accounts, a practice that is statistically less common and can increase portfolio volatility and complexity.

Client services

Financial planning Portfolio management

Expertise

Retirement income strategy General tax planning Wealth management Options & derivatives strategies Cash flow / budgeting

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Maximum fixed fee of $2,400 for financial planning; actual fee based on complexity and client needs.

Percentage

$0 - $250,000: 1.50% Above $250,000+: 1.25%

Main office location

Quantum Capital Investments, Inc.

River Forest IL, United States

Number of offices

Most active in

Florida · Illinois

Disclosures

Business activities & affiliations

Is active or affiliated with:

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 708-267-0627

Advisors at this firm

John H

Series 65

River Forest, IL

Quantum Capital Investments, Inc.

John Henek is a financial advisor at Quantum Capital Investments, Inc. with 14 years of industry experience. He holds a Series 65 designation and has been with Quantum Capital Investments since 2010. Quantum Capital Investments provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, trusts, and employer-sponsored plans. The firm employs a range of strategies including fundamental, technical, and cyclical analysis, with portfolio management tailored to clients’ goals, time horizons, and risk tolerances.

Retirement income strategy General tax planning Wealth management Options & derivatives strategies Cash flow / budgeting Founder/Business Owner Executive

Joshua B

Series 63, Series 66

Elmwood Park, IL

Quantum Capital Investments, Inc.

Joshua Betancourt is a financial advisor with Quantum Capital Investments, Inc. in River Forest, IL, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. He has been with Quantum Capital since 2009 and Quantum Capital Investments since 2011. Betancourt also has a Master’s Degree in Accounting and provides accounting and tax planning services. Quantum Capital Investments, Inc. offers discretionary asset management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, trusts, and employer-sponsored plans. The firm uses a range of investment strategies tailored to client goals and risk tolerance, including fundamental, technical, and cyclical analysis, and incorporates affiliated tax planning and insurance services.

Retirement income strategy General tax planning Wealth management Options & derivatives strategies Cash flow / budgeting Founder/Business Owner Executive

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