Quadram Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,122,646
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$93,554
About
Quadram Capital LLC is a small, independent advisory firm that provides discretionary portfolio management, stand‑alone advisory consultations, and retirement plan advisory services to individuals, charitable organizations, business entities, and pension/profit‑sharing plans. As of December 31, 2024 the firm reported approximately $1.12 million in discretionary assets under management across about a dozen client accounts.
The firm employs both fundamental and technical analysis and offers two primary strategies: a fee‑based, passive asset allocation approach for long‑term objectives and an active trading program that uses short‑term trades and hedging. The active program routinely incorporates nontraditional ETFs, options writing, short sales, and margin to pursue targeted returns, and is described as intended for sophisticated clients who meet a specific risk profile.
What is noteworthy for a solo independent adviser of this size is the explicit use of borrowing (margin) and derivatives within separately managed accounts—practices that are relatively uncommon among similar firms—and the provision of pension consulting and ERISA fiduciary services to retirement plans. The firm also operates on an institutional custodian platform and maintains written compliance policies and a code of ethics to support discretionary trading and the handling of higher‑risk strategies.
Client services
Portfolio management
Pension consulting
Expertise
Active portfolio management
Options & derivatives strategies
Passive / index investing
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $1,000,000: 2.0% annually $1,000,001 - $2,000,000: 1.5% annually $2,000,001+: 1.0% annually
Advisory consultation services at $250 per hour minimum 1 hour; Retirement plan advisory consultations up to $450 per hour.
Account minimum: No portfolio minimum to establish an account; however, there is a minimum monthly advisory fee of $75 for Fee-based Portfolio Management Services and a minimum monthly fee of $275 for the Active Trading Program. Minimum fee: $75 minimum monthly fee for Fee-based Portfolio Management Services; $275 minimum monthly fee for Active Trading Program Fee-only: Advisory consultation services charged at $250 per hour (minimum 1 hour); Retirement plan advisory consultation fees up to $450 per hour.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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