QRIA, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,000,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
14
7% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
LowAverage account size
$357,143
About
QRIA, Inc. provides ongoing portfolio management to a small roster of individual clients, including high-net-worth households, managing approximately $18 million across about 14 client relationships. The firm documents each client’s situation in an Investment Policy Statement and offers both discretionary and non-discretionary management at the household or individual account level.
The investment process draws on charting, fundamental, technical, cyclical analysis and modern portfolio theory to build model portfolios and tailored allocations, and may include long- and short-term trading, short sales, margin transactions, and options. QRIA may engage sub-advisers and select outside managers or platforms — including directing clients to SEI Investment Management Corporation programs — to implement strategies and execute trades.
The firm discloses an affiliation with an insurance entity and that its representatives are licensed to sell commissionable insurance products, a relationship the brochure identifies as a potential conflict of interest. The principal’s involvement in related businesses — serving as a qualified intermediary for 1031 exchanges and managing a promissory-note administration service — and the firm’s regular use of sub-advisers/manager platforms are operational features that distinguish QRIA from many solo independent advisers.
Client services
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Active portfolio management
Tax-loss harvesting
Fee options
1% flat fee annually
Account minimum: $50,000 (can be waived at the discretion of the firm)
Main office location
QRIA, Inc.
Colorado Springs CO, United States
Number of offices
1
Most active in
QRIA, Inc. has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Colorado · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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