QKM, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$0
About
QKM provides investment research to high‑net‑worth investors and pooled investment vehicles, delivering written analysis and advisory reports rather than managing client accounts or executing trades. The firm does not custody client assets, accept brokerage discretion, or provide portfolio management services for individual non‑HNW retail clients.
The firm emphasizes bottoms‑up, fundamental analysis of publicly available market, company and macroeconomic data using proprietary methodologies, and may cover companies ranging from micro‑cap to large‑cap including multi‑nationals. QKM publishes research and charges negotiated one‑time fees, retainers or performance‑based fees; performance arrangements are documented case‑by‑case and require clients to meet Qualified Client standards.
Distinctive aspects disclosed in the brochure include accepting pooled investment vehicles and using performance‑based compensation, an affiliation between the principal and real estate investment activities (about 5 hours per week) and a co‑owned software business (up to about 20 hours per week). The brochure also notes the firm and its principal may trade in securities they research and discloses a previously settled private civil lawsuit tied to published research, each identified as potential conflicts to be managed.
Client services
Research services
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
Performance fees generally range between 15-25% of a client’s profits generated by an investment in which QKM has provided services
Monthly and quarterly fees range from $1,000 to $10,000 per month
Fee-only: One-time fees range from $5,000 to $25,000; monthly and quarterly fees range from $1,000 to $10,000 per month
Most active in
QKM, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")