Q Capital Solutions
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$212,495,310
This total excludes 8 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
225
37% high-net worth
Advisors
1
of 2 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
225
Very HighAverage account size
$944,424
About
Q Capital Solutions serves individual investors, including high‑net‑worth clients, and provides discretionary portfolio management, financial planning, and pension consulting to plan sponsors. The firm’s advisory services focus primarily on equity securities and options and include tailored planning and ongoing portfolio oversight based on each client’s objectives and risk tolerance.
The firm generally manages accounts on a discretionary basis after an initial suitability assessment, and describes an investment process that uses charting, technical and fundamental analysis alongside long‑ and short‑term equity positions and options strategies. Its brochure discloses that it may use margin borrowing and options trading as part of separately managed accounts, and that frequent trading tied to options activity can be part of its implementation when suitable for the client.
Q Capital Solutions is atypical among similarly supported advisers in several respects: it reports approximately $222 million in assets under management with a single advisor, it explicitly discloses the potential use of borrowing and derivatives in client accounts and the related custody/access practices, and it identifies solicitor referral arrangements and that advisory personnel are licensed insurance agents who may earn commissions. The firm’s disclosures also note the use of testimonials in advertising, a practice that is uncommon among peers.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Fixed fee ranging from $1,500 to $5,000 for financial planning services
$0+: up to 2.00% annually (flat percentage up to maximum, depending on client circumstances) N/A - N/A: up to 2.00% annually for pension consulting (negotiable, asset-based fee not to exceed 2.00%)
Insurance commissions earned by persons who are licensed insurance agents affiliated with the firm, separate from advisory fees
$150 per hour for financial planning services
Most active in
Q Capital Solutions has reported serving >5 clients in these states in the last 12 months.
California · Florida · Kentucky · New Jersey · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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