Pyramid Peak Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,038,826
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
22
45% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$819,947
About
Pyramid Peak Capital provides discretionary portfolio management to individuals, high-net-worth individuals, and trusts, generally requiring a $1,000,000 minimum (which may be waived) and reporting roughly $25.9 million in discretionary assets under management as of March 13, 2026. The firm manages client accounts on a discretionary basis and does not offer non-discretionary management.
The firm’s investment approach blends concentrated, bottom-up equity selection with an active options overlay, emphasizing long-term fundamental research while selectively integrating equity-related options to augment returns or hedge positions. For clients deemed suitable, Pyramid Peak may adopt a more aggressive, shorter-term orientation that uses greater turnover, significant leverage, and margin—along with option-selling strategies such as covered calls and naked puts—after a documented suitability and education process.
What distinguishes the firm from many peers is its use of derivatives and authorized borrowing within separately managed accounts and its willingness to accept performance-based fees (a 20% profit allocation for qualified clients), features that are relatively uncommon among independent advisers. The firm also intends to maintain concentrated portfolios (around 25 equity names) and requires client custody at its designated broker to support its options and margin activity, with additional suitability thresholds for participation in the aggressive strategy.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
$0+: 2.00% annually (for accounts held at Interactive Brokers) $0+: 0.50% per quarter (2.00% annually equivalent) for accounts held at Wedbush
20% of profits generated over prior unrecouped losses for certain aggressive strategy accounts
Account minimum: $1,000,000 Fee-only: Asset-based fee of 2% per year billed quarterly in arrears; fees calculated daily for Interactive Brokers accounts and quarterly for Wedbush accounts
Main office location
Pyramid Peak Capital, LLC
Irvington NY, United States
Number of offices
1
Most active in
Pyramid Peak Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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