PVA Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$92,898,463
Clients
46
67% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
46
HighAverage account size
$2,019,532
About
PVA Financial is a state-registered independent investment adviser that provides financial planning, investment advisory services, and retirement plan consulting and management to individuals (including high-net-worth clients), trusts and charitable organizations, and employer-sponsored pension and profit-sharing plans. The firm also offers Business Advisory Services for organizations, including consultative work around acquisitions, strategic positioning, and preparing businesses for sale, pursuant to written BAS agreements.
The firm builds client-specific investment policy statements and implements customized asset allocations using a mix of passive and active instruments—primarily ETFs, mutual funds, and individual securities—and may incorporate alternative investments where appropriate. PVA routinely engages third‑party sub‑advisors and platforms (including tax‑aware personalized indexing, a customizable CANVAS portfolio platform, and option-based implementations) to access specialized strategies such as tax‑loss harvesting, long‑short equity approaches, and structured option activity.
What is distinctive about this firm compared with many independent advisers is its regular work for corporate and charitable clients and its role advising and managing employer retirement plans under ERISA frameworks, as well as offering pension consulting and retirement plan management services. The firm’s use of sub‑advisor relationships for tax‑aware and long‑short strategies, its willingness to deploy option and margin techniques in limited cases, and its reported assets under management (approximately $118 million across about 46 client relationships) further differentiate its service mix from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Tax-loss harvesting
Private / alternative investments
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed annual fee for Financial Planning Services ranging from $4,500 to $10,000 per year
$0 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.75% $2,500,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
$300 per hour for Financial Planning Services
Account minimum: $500,000 Minimum fee: Minimum annual IAS fee of $7,500 (may be waived at PVA's discretion) Fee-only: Financial Planning Services (FPS) offered with fixed fees ranging from $4,500 to $10,000 per year or hourly fees at $300/hour
Main office location
PVA Financial, LLC
Oak Brook IL, United States
Number of offices
1
Most active in
PVA Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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