Purposeful Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,639,601
Clients
33
52% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
TypicalAverage account size
$746,655
About
Purposeful Planning provides financial planning, education, and advisory services to individuals, high-net-worth clients, charitable organizations, and retirement plans. The firm offers comprehensive planning, holds public seminars and workshops, and coordinates portfolio oversight through written investment policy statements and referrals to third‑party managers.
The firm operates primarily on a non‑discretionary basis, documenting client goals and risk tolerances in an IPS and making recommendations while generally not accepting discretionary trading authority; its brochure reports approximately $24.6 million in non‑discretionary assets under management. When clients are placed with third‑party money managers, Purposeful Planning monitors performance and acts as a liaison, disclosing that it receives solicitor fees for these referrals.
Distinctive features include formal ERISA 3(21) retirement plan consulting and pension‑plan services alongside an affiliated insurance practice (the principal spends a disclosed portion of time on insurance activities), and the firm’s regular public seminars — all of which are less common among similar solo independent advisers. The brochure also discloses a resolved administrative consent order stemming from a regulatory inspection and notes subsequent changes to third‑party managers and client agreements.
Client services
Financial planning
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
General tax planning
Wealth management
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Demographic focus
HENRY (High Earners, Not Rich Yet)
Fee options
Negotiated flat fee usually ranging from $2,500 to $15,000 for financial planning services
Up to 1.0% annually for ERISA Plan Services (based on market value of Included Assets)
Insurance commissions received by affiliated insurance agent (approximately 25% of time spent)
$250.00 to $475.00 per hour for financial planning services
Account minimum: $100,000 Fee-only: $250 to $475 per hour or negotiated flat fee usually ranging from $2,500 to $15,000 for financial planning services
Main office location
Purposeful Planning
5940 S. Rainbow Blvd.
Las Vegas NV 89118, United States
Number of offices
1
Most active in
Purposeful Planning has reported serving >5 clients in these states in the last 12 months.
Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")