Pruneyard Financial Group, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$76,829,189
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
166
22% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
166
Very HighAverage account size
$462,826
About
Pruneyard Financial Group, Inc. serves individual and high‑net‑worth clients, pension and profit‑sharing plans, and small businesses, offering discretionary portfolio management through its PFG Money Management Program as well as financial planning. The firm is also separately registered as an accountancy corporation and provides tax planning and preparation services to advisory clients for separate compensation.
Investment management is delivered on a discretionary basis through the firm‑sponsored wrap‑fee program, with client accounts custodied at Fidelity or Schwab and quarterly reporting to clients. Portfolio construction uses a blend of charting, fundamental, technical, quantitative and qualitative analysis and may include long‑ and short‑term positions and option strategies such as covered calls and spreads when appropriate.
What is distinctive about the firm is the combination of roles: it both sponsors and manages its own wrap program and is registered to provide accounting services — including tax preparation by a firm CPA who devotes a portion of time to those services — a configuration that is uncommon among supported peers. The firm operates at a modest scale (one advisor and roughly 166 clients), which shapes its service model and custodial relationships.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Wealth management
Fee options
Up to 1.25% annually (maximum rate)
Main office location
Pruneyard Financial Group, Inc.
22801 Longdown Road
Cupertino CA 95014, United States
Number of offices
1
Most active in
Pruneyard Financial Group, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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