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Prowell Financial Management, LLC

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Client assets under management

$6,675,493,997

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Clients

57

60% high-net worth

Advisors

3

of 4 employees

Firm type

Multi Team

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Clients per advisor

19

Very Low

Average account size

$117,113,930

About

Prowell Financial Management advises privately owned companies and the individual owners or key persons of those companies, along with individuals, families, trusts, corporations, and charitable organizations. The firm provides financial organization and management, asset management and financial planning, evaluates insurance needs (including implementation through affiliated insurance agents), and recommends third‑party managers or other professionals when appropriate.

PFM’s approach emphasizes organizing complex ownership, estate and family structures and coordinating multiple outside managers rather than replacing them, seeking fee concessions or investment restrictions from existing managers where beneficial. Much of the firm’s assets are managed on a non‑discretionary basis—requiring client approval before many transactions—and when PFM directly manages accounts it tends to favor liquid, low‑cost instruments such as cash equivalents, mutual funds, and ETFs while monitoring third‑party managers for performance and operational risk.

Distinctive aspects of the firm include an explicit focus on succession and continuity planning for closely held companies, working at the owner‑household level to align estate, tax, insurance and investment arrangements across owners and generations. The brochure also discloses affiliated insurance activity and related conflict‑of‑interest mitigations, and the firm positions itself as a coordinator or “manager‑of‑managers” overseeing substantial client assets through a relatively small client roster and extensive use of third‑party advisers.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Business ownership considerations Business succession planning Wealth management General estate planning guidance Long-term care insurance

Occupation focus

Founder/Business Owner

Fee options

Other

Minimum fee: Fixed fees generally begin at $50,000 annually for financial organization and management Fee-only: Fixed fees generally range from $25,000 to $400,000 for stand-alone asset management; fees for financial organization and management are generally fixed fees starting at $50,000 annually

Main office location

Prowell Financial Management, LLC

717 Constitution Drive, Suite 102

Exton PA 19341, United States

Number of offices

2

Most active in

More info

Delaware · Florida · Louisiana · New Jersey · Pennsylvania · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 484-359-4057

Advisors at this firm

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Mark P

Series 63, Series 66

Exton, PA

Prowell Financial Management, LLC

Mark Prowell is a financial advisor with Prowell Financial Management, LLC, holding Series 63 and Series 66 credentials and 38 years of industry experience. He has been with Prowell Financial Management since 2016. Outside of his advisory role, he serves as a board member of Commonwealth Trust Company. Prowell Financial Management serves privately held companies and their individual owners by providing financial organization, asset management, and succession planning. The firm focuses on coordinating owners’ financial circumstances with company continuity needs and manages client assets primarily on a non-discretionary basis while also offering discretionary services in limited cases.

Business ownership considerations Business succession planning Wealth management General estate planning guidance Long-term care insurance Founder/Business Owner
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Courtney K

CFP®

Exton, PA

Prowell Financial Management, LLC

Courtney Kauffman is a CFP® at Prowell Financial Management, LLC with four years of industry experience. She has worked at Prowell Financial Management since 2015 and previously was employed at Lovelace Medical Center. Prowell Financial Management serves privately held companies and their owners by providing financial organization, asset management, and succession-planning support. The firm focuses on coordinating owners’ financial circumstances with company continuity needs and advises individuals, families, trusts, and related entities.

Business ownership considerations Business succession planning Wealth management General estate planning guidance Long-term care insurance Founder/Business Owner
user avatar

Sarah L

Series 65

Exton, PA

Prowell Financial Management, LLC

Sarah Lynch is a financial advisor at Prowell Financial Management, LLC with two years of industry experience. She holds a Series 65 designation and previously worked at Bloomberg LP for eleven years. Prowell Financial Management serves privately held companies and their owners by providing financial organization, asset management, and succession-planning support. The firm focuses on coordinating owners’ financial circumstances with company continuity needs and manages client assets primarily on a non-discretionary basis.

Business ownership considerations Business succession planning Wealth management General estate planning guidance Long-term care insurance Founder/Business Owner
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