P
Providence Wealth Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$49,047,532
Total clients
33
64% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
33
Average account size
$1,486,289
About
Providence Wealth Advisors, LLC is a fee-only registered investment adviser that provides personalized financial planning and discretionary portfolio management to individuals, corporate retirement plans, trusts, estates, charitable organizations, and small businesses. The firm serves a compact client base and manages roughly $40.7 million in assets, delivering ongoing investment oversight and periodic client reporting.
The firm’s investment process emphasizes customized asset-allocation plans and fundamental analysis, using a mix of active and passive funds and periodic rebalancing to align portfolios with clients’ stated objectives and risk tolerances. Providence also recommends and oversees third‑party model and unified managed account programs (originally First Ascent, now part of GeoWealth) when appropriate, while maintaining ongoing due diligence and supervision.
What is uncommon about this independent RIA is that it is also registered as a CPA firm, enabling it to offer tax planning, tax preparation, and accounting services alongside investment advice; the brochure discloses the firm’s owner devotes regular hours per week to accounting work. The firm notes steps to manage conflicts that can arise from providing both advisory and accounting services (including, in some cases, incorporating accounting work into the advisory relationship) — an integrated adviser/CPA model that is rare among peers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
General tax planning
Cash flow / budgeting
Wealth management
Fee options
Occasionally financial planning services may be provided on a fixed fee basis
$0 - $1,000,000: 1.25% $1,000,000 - $3,000,000: 1.00% $3,000,000+: 0.75%
$200/hour for financial planning and accounting services
Account minimum: $250,000 Minimum fee: $375 annual minimum per account Fee-only: Investment advisory fees based on assets under management; financial planning for non-investment clients billed hourly or fixed fee
Main office location
Providence Wealth Advisors, LLC
Huntsville AL, United States
Number of offices
1
Most active in
Providence Wealth Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")