Prospero Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,499,085
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$374,924
About
Prospero Financial Planning is a small independent registered investment adviser that serves individual investors as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm provides modular financial planning, ongoing portfolio management (both discretionary and non‑discretionary), and pension consulting tailored to each client’s needs.
Portfolios are constructed using fundamental analysis and a mix of long‑ and short‑term strategies, with ongoing monitoring and rebalancing; the firm primarily recommends mutual funds but also advises on equities, fixed income, options, futures, and partnership interests. It may engage third‑party money managers or model portfolios for portions of accounts and may aggregate related household accounts for fee breakpoint considerations, reflecting a combination of direct management and outsourced solutions.
Noteworthy for its scale—managing roughly $4.5 million across about a dozen client relationships—the firm offers plan‑level pension consulting and participant education, services less commonly provided by firms of this size. The brochure also discloses a prior state regulatory fine for a late questionnaire filing and describes participation in custodial programs that facilitate block trading and access to institutional services.
Client services
Portfolio management
Expertise
Wealth management
Fee options
0.40% to 1.50% annually (ranges based on size, asset composition, and complexity; fees are negotiable)
$200 per hour for financial planning services; negotiable; possible retainer up to 50%
Account minimum: $10,000 to open and maintain an advisory account (may be waived at discretion)
Main office location
Prospero Financial Planning, LLC
23 South 8 Th Street, Suite 3400
Noblesville IN 46060-2605, United States
Number of offices
1
Most active in
Prospero Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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