Prosperity Wealth Planning LLC

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Client assets under management

$268,319,071

Clients

172

65% high-net worth

Advisors

of 6 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,559,995

About

Prosperity Wealth Planning serves individual and high-net-worth clients as well as corporations and other business entities, managing approximately $269 million through a small team of advisors. The firm provides ongoing portfolio management and comprehensive financial planning services, including family legacy planning, legacy investment guidance, and divorce planning, and it also offers periodic educational seminars, workshops and podcasts.

The firm documents client goals and constraints in an Investment Policy Statement and generally manages accounts on a discretionary basis, with policies intended to allocate investment opportunities fairly among clients. Its investment process draws on fundamental and quantitative analysis, modern portfolio theory, and technical analysis, and it employs a predominantly long-term trading approach.

Prosperity is notable for combining traditional portfolio management with targeted planning services (family legacy and divorce planning) and for delivering client education through seminars, workshops and podcasts. The firm also uses client testimonials in its advertising — a practice that is uncommon among similar supported firms — and emphasizes written fiduciary acknowledgements and documented trade allocation policies.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Divorce financial planning Annuities Real estate investing

Fee options

Fixed

Fixed fees generally range from $1,500 to $3,500 for comprehensive financial planning; $500/year fixed fee for legacy investment guidance after $100,000 in assets; family legacy planning fixed fee starting at $2,500

Percentage

$0 - $249,999: 2.00% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.75% $2,000,000+: 0.50%

Project-based

$325 to $500 per hour for financial planning; $325 to $450 per hour for divorce planning

Other

Account minimum: $1,000,000 Fee-only: Fixed fees from $1,500 to $3,500 for comprehensive financial planning; fixed fee $500/year for legacy investment guidance after $100,000 in assets; family legacy planning starting at $2,500; hourly fees $325-$500 for financial planning; hourly fees $325-$450 for divorce planning

Main office location

Prosperity Wealth Planning LLC

3349 Michelson Dr, Suite 200 8 E

Irvine CA 92612, United States

Number of offices

Most active in

Arizona · California · Nebraska · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook YouTube Website 877-878-7860

Advisors at this firm

Carolanne C

CFP®, Series 63

Irvine, CA

Prosperity Wealth Planning LLC

Carolanne Chavanne is a CFP® professional with 30 years of industry experience. She is currently with Prosperity Wealth Planning LLC, where she has worked since 2019. Her prior experience includes roles at Dynamic Wealth Advisors and LPL Financial LLC. Prosperity Wealth Planning LLC provides discretionary portfolio management and financial planning services to individuals, high-net-worth households, and select corporations. The firm employs a combination of fundamental analysis, modern portfolio theory, quantitative models, and technical analysis to tailor long-term investment strategies aligned with clients’ goals and risk tolerance.

Divorce financial planning Annuities Real estate investing

Jordan B

CFP®, Series 63

Irvine, CA

Prosperity Wealth Planning LLC

Jordan Bromley is a CFP® with two years of industry experience, currently serving as a financial advisor at Prosperity Wealth Planning LLC. His prior experience includes roles at Cetera Investment Advisers LLC, True Wealth Advisory Group, and Merrill Lynch. Prosperity Wealth Planning LLC provides discretionary portfolio management and financial planning services to individuals, high-net-worth households, and select corporations. The firm employs a combination of fundamental analysis, modern portfolio theory, quantitative models, and technical analysis to tailor long-term investment strategies aligned with clients’ goals and risk tolerance.

Divorce financial planning Annuities Real estate investing

Robert P

CFP®

Irvine, CA

Prosperity Wealth Planning LLC

Robert Price is a CFP® professional with three years of industry experience, currently serving at Prosperity Wealth Planning LLC. His prior experience includes roles at Apella Wealth, Inspired Financial, and Wealth-Mode Financial Planning. Outside of his advisory work, he coaches high school basketball. Prosperity Wealth Planning LLC manages discretionary portfolios and provides financial planning services to individuals, high-net-worth households, and select corporations. The firm employs a combination of fundamental analysis, modern portfolio theory, quantitative models, and technical analysis to implement tailored long-term strategies and offers educational seminars and workshops as part of its client outreach.

Divorce financial planning Annuities Real estate investing

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