Prosperity Wealth management, Inc.

Prosperity Wealth Management serves individual and high-net-worth clients, as well as trusts, estates, and pension/profit-sharing plans, providing asset management, financial planning and consulting, pensions consulting, and referrals to third-party money managers. The firm reports discretionary management of roughly $442 million for about 1,600 clients and performs due diligence and ongoing oversight of third-party managers it recommends.

The firm emphasizes continuous, tailored portfolio supervision with quarterly reviews and rebalancing, constructing portfolios from individual stocks and bonds, ETFs, mutual funds, options, and certain private investments. Its investment process draws on multiple methods of analysis—fundamental, technical, charting, and cyclical—and includes vetting third-party managers’ performance, holdings, and compliance as part of risk monitoring.

Prosperity is notable among similar multi-team advisers for the breadth of its non-advisory industry links: senior personnel hold executive roles at a national broker-dealer, many representatives are registered representatives of that broker-dealer, and several are licensed insurance agents, with related business activities (tax preparation, trust/estate legal services, and a related advisory firm) disclosed. The firm discloses these affiliations and the potential conflicts they create and states that recommendations and referrals for brokerage, insurance, and third-party managers are intended to be made in clients’ best interests while remaining subject to its fiduciary and disclosure obligations.