P
Prosperity Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$57,200,000
Clients
86
6% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
86
Very HighAverage account size
$665,116
About
Prosperity Wealth Management provides investment advisory and financial planning services to individuals, high‑net‑worth clients, and business entities. The firm offers ongoing portfolio management, one‑time financial plans, and management of held‑away retirement and education accounts via the Pontera Solutions platform, and it operates a wrap fee program for clients.
The firm documents client goals and risk tolerance in an Investment Policy Statement and pursues diversified portfolios using methods that include modern portfolio theory, fundamental and technical analysis, charting, and Monte Carlo modeling. PWM implements both long‑ and short‑term strategies and may use margin and short sales when appropriate, with disclosures about the elevated risks those techniques carry.
Compared with peers, PWM is notable for sponsoring and managing a wrap fee program and for offering client educational seminars and workshops, services that are relatively uncommon among independent advisers. The brochure also highlights the use of a third‑party held‑away platform (Pontera) to facilitate management of outside retirement accounts and discloses a 2020 settlement with Virginia related to a registration lapse that was resolved with a $2,000 fine.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Annuities
Fee options
$2,000 to $10,000 for financial planning
1.35% annually
Account minimum: $100,000
Most active in
Prosperity Wealth Management has reported serving >5 clients in these states in the last 12 months.
Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")