Prospect Financial Services LLC

Michael Goldfeder is a CFP® professional with over 31 years of industry experience. He is currently with Prospect Financial Services LLC, where he has worked since 2021, and has prior experience at LPL Financial LLC, Pinnacle Financial Group, and Lincoln Financial Advisors. In addition to his advisory work, he is also an agent selling various insurance products including whole life and fixed annuities. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm offers discretionary investment management and comprehensive financial planning, employing a long-term, asset-allocation oriented approach while incorporating fundamental and technical analysis.

Neal O Sullivan is a financial advisor with Prospect Financial Services LLC in Farmingdale, NY, holding Series 63 and Series 66 licenses and bringing 35 years of industry experience. His career includes roles at Merrill and Instinet, LLC. Outside of his advisory work, he coaches basketball for the St. Rose CYO program in Massapequa. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, offering discretionary investment management and comprehensive financial planning. The firm employs a long-term, asset-allocation focused approach with a range of investment instruments and operates as a multi-advisor team managing a substantial discretionary asset base.

Aidan Rooney is an advisor with Prospect Financial Services LLC and holds Series 63 and Series 66 licenses. He has experience at several firms including LPL Financial LLC and Cboe Global Markets. Rooney has worked in education and transportation sectors prior to his financial services career. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans. The firm offers discretionary investment management and comprehensive financial planning with a long-term, asset-allocation oriented approach, combining in-house portfolio management and oversight of independent managers.

Mark Rathjen is a financial advisor with LPL Financial based in Melville, NY, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His career includes roles at Prospect Financial Services LLC, Roberts & Ryan Investments, Bridgehampton National Bank, and Draper Asset Management. Outside of his advisory work, he owns Next Gen Tests, a home-based business. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a wide range of financial planning and investment management solutions supported by an in-house research team and a large network of investment adviser representatives.

Lee Kilbrith is a financial advisor at Prospect Financial Services LLC in Raleigh, NC, with 27 years of industry experience. He holds the PFS™ and Series 63 designations and has previously worked at H.D. Vest Investment Services, The Pinnacle Financial Group, and LPL Financial. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, providing discretionary investment management and comprehensive financial planning. The firm employs a fiduciary, long-term, asset-allocation approach that incorporates fundamental and technical analysis and offers a diverse range of investment instruments, including options and other derivatives.

David Gerken is a financial advisor with Prospect Financial Services LLC, holding a Series 63 designation and bringing 31 years of industry experience. He has previously worked at Lincoln Financial Advisors, The Pinnacle Financial Group, and LPL Financial. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans through discretionary investment management and comprehensive financial planning. The firm pursues a long-term, asset-allocation oriented approach and combines in-house portfolio management with oversight of independent managers.

Jay Nathan is a financial advisor with Prospect Financial Services LLC, holding a Series 63 designation and over 20 years of industry experience. His career includes roles at LPL Financial, The Pinnacle Financial Group, and H.D. Vest. He also serves as Vice President on the board of the Long Island Charities Foundation. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, offering discretionary investment management and comprehensive financial planning. The firm employs a fiduciary, long-term, asset-allocation oriented approach and manages a substantial discretionary asset base through a multi-advisor team.

Sean Rooney is a financial advisor with Prospect Financial Services LLC, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has previously worked at Pinnacle Financial Group and LPL Financial. Rooney owns Liberty Asset Management, a business entity for tax and investment purposes. Prospect Financial Services LLC advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans through discretionary investment management and comprehensive financial planning. The firm employs a long-term, asset-allocation oriented approach and combines in-house portfolio management with oversight of independent managers.