Prominent Financial Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$41,600,000
Clients
57
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
57
HighAverage account size
$729,825
About
Prominent Financial Planning LLC is a fee-only, solo advisory that works with individual clients and families on comprehensive financial planning and portfolio management. Services described in the brochure include ongoing comprehensive planning with discretionary supervision of retirement and education accounts, as well as limited-scope and hourly financial consultations.
The firm applies Modern Portfolio Theory to build diversified portfolios using low-cost index mutual funds and ETFs where available, documents client objectives in written investment policy forms, and monitors accounts on an annual or more frequent basis as conditions dictate. Prominent Financial Planning does not provide analysis or recommendations on individual stocks or non-public REITs and notes its role is limited to investment selection, asset allocation, and implementation support alongside referrals to outside professionals when needed.
A distinguishing feature in the brochure is the firm’s reliance on fixed onboarding and recurring planning fees and hourly or limited-scope consulting rather than a pure percentage-of-assets model used by many peers, and it states it may negotiate or waive planning fees if clients implement plans with the firm. The advisor also emphasizes a fee-only structure with no external compensation for product sales, does not act as custodian, and operates as a single-owner practitioner providing direct, ongoing access to the same advisor.
Client services
Financial planning
Portfolio management
Individual qualified account management
Expertise
General retirement planning
Income planning
General tax planning
College savings (529s, UTMA, etc.)
Wealth management
Fee options
Fixed fees for limited scope consultations negotiated prior to engagement; onboarding fees ranging from $500 to $2000 depending on complexity.
$300 per hour for financial planning and consulting; Hourly Consultation includes a $150 flat fee plus time billed at $300/hour in 6-minute increments.
Fee-only: Ongoing comprehensive financial planning engagement fees based on client complexity categories with onboarding and monthly fees; Fixed fees for limited scope consultations; Hourly fee $300/hour for financial planning and consulting.
Main office location
Prominent Financial Planning LLC
Austin TX, United States
Number of offices
1
Most active in
Prominent Financial Planning LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")