Profolio Investments, Inc.

Profolio Investments, Inc. is an independent advisory firm that provides fee-based investment advisory, financial planning, and retirement plan services to individuals, trusts, estates, charitable organizations, corporations and other business entities, as well as plan sponsors. The firm also refers clients to unaffiliated third‑party managers and offers complimentary newsletters and educational seminars to clients and prospective clients.

The firm manages portfolios on a discretionary, customized basis using a strategic asset‑allocation approach aimed at managing risk and seeking performance, supplemented by fundamental analysis. Its investable universe can include exchange‑listed securities, fixed income, and alternative investments (private real estate, private equity, oil and gas interests, and non‑traded vehicles), and it participates in a model marketplace through its custodian to subscribe client accounts to third‑party model portfolios; the use of margin or options requires prior written client approval.

Notably, the firm provides retirement-plan consulting and 3(21) fiduciary services with participant education—a set of pension-related services that is uncommon among similar independent advisers—and regularly publishes client newsletters and hosts educational seminars, which are also relatively rare for firms of this category. The firm manages a modest asset base (about $18 million across roughly 25 clients) and discloses a 2023 regulatory suspension related to registration activity that was subsequently resolved.