Professional Wealth Management Services LLC

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Client assets under management

$136,154,234

Clients

32% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$2,269,237

About

Professional Wealth Management Services LLC serves individuals and trusts with fee-only financial planning, discretionary portfolio management, a bundled wrap fee program, and one-time flat-fee planning engagements. The firm manages roughly $136 million for about 60 clients through a two-advisor team and emphasizes suitability and tailored services rather than a fixed account minimum.

The firm’s investment process begins with an extensive initial interview, multiple risk-tolerance assessments, and planning software to shape individualized strategies focused on diversification, asset-class and sector allocation, and individual security selection. PWMS implements these strategies on a discretionary basis for many clients and, for wrap program participants, bundles asset allocation, trade execution, and related administrative activities so those clients do not pay trade execution charges directly.

PWMS is relatively uncommon among its peers in acting as a wrap fee program sponsor and in having principals who are independently licensed insurance agents; advisors may offer or arrange life, health, long-term care, and Medicare supplement insurance as a separate outside business activity. The firm operates on a fee-only advisory model for investment services and uses an independent qualified custodian to execute and custody client assets, with periodic verification of custodian activity.

Client services

Financial planning Portfolio management

Expertise

Life insurance needs analysis

Fee options

Fixed

One-time fixed/flat fee financial planning service up to $500, payable 50% in advance and balance upon completion

Percentage

$0 - $500,000: Negotiable, up to 0.99% annually $500,000 - $1,000,000: Reduced from maximum 0.99%, negotiable $1,000,000 - $3,000,000: Further reduced, negotiable $3,000,000+: Further reduced, negotiable

Other

Fee-only: Fee-only investment adviser; no commissions or sales charges accepted

Main office location

Professional Wealth Management Services LLC

211 South Center Street, Suite 417

Statesville NC 28677, United States

Number of offices

Most active in

North Carolina

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 704-872-0022

Advisors at this firm

Shawn F

ChFC®, Series 65

Statesville, NC

Professional Wealth Management Services LLC

Shawn Fleming is a financial advisor with Professional Wealth Management Services LLC in Statesville, NC, holding the ChFC® designation and a Series 65 license. He has 18 years of industry experience and has been with Professional Wealth Management Services since 2009. Outside of his advisory role, Shawn is independently licensed in life, accident, and health insurance and provides limited insurance agent services as part of comprehensive financial planning. He is also engaged in general business and management consulting. Professional Wealth Management Services LLC serves individuals and trusts with fee-only financial planning and discretionary portfolio management. The firm emphasizes suitability and tailored strategies, managing approximately $136 million for about 60 clients through a two-advisor team.

Life insurance needs analysis

John S

Series 63, Series 66

Statesville, NC

Professional Wealth Management Services LLC

John Stevenson is a financial advisor with Professional Wealth Management Services LLC in Statesville, NC, holding Series 63 and Series 66 licenses with 22 years of industry experience. He has been with Professional Wealth Management Services since 2007. Outside of his advisory role, John is independently licensed in life, accident, and health insurance and also engages in general business and management consulting. Professional Wealth Management Services LLC provides fee-only financial planning and discretionary portfolio management primarily for individuals and trusts. The firm emphasizes tailored investment strategies based on detailed risk assessments and offers a wrap fee program that includes bundled asset allocation and trade execution services.

Life insurance needs analysis

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