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Professional Financial Advisors Inc

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Client assets under management

$23,600,000

Clients

26

0% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

13

Very Low

Average account size

$907,692

About

Professional Financial Advisors, Inc. serves individual clients, including high‑net‑worth individuals and business owners, with comprehensive financial planning, retirement, estate and tax‑focused analyses as well as portfolio asset management and ongoing consulting. The firm documents engagements with written plans (Master, Executive and specialized analyses) and also offers consulting services and model portfolio options.

The firm’s investment approach is conservative and allocation‑driven, organized into blocks from emergency cash reserves through income, growth and speculative holdings, and emphasizes client‑directed, non‑discretionary management — advisors do not make changes without client approval. Portfolio Asset Management uses asset allocation models, third‑party model portfolios and quarterly reviews to guide implementation while leaving final trade authorization to clients.

Distinctive features include that each advisor is a FINRA‑registered representative of Independent Financial Group and, in that capacity, may recommend or implement securities and receive commissions, even though the advisory entity does not itself engage in securities sales. The firm also integrates tax and accounting expertise into its advisory model: advisors are required to hold or pursue professional designations such as CPA or Enrolled Agent and the firm may refer or work with accounting firms, reflecting closer advisor–accountant coordination than is typical for peers.

Client services

Financial planning Portfolio management

Expertise

General retirement planning Wealth management Income planning General estate planning guidance General tax planning

Fee options

Fixed

Flat fees for financial plans: Master Plan $6,000-$15,000; Executive Plan about $5,000; Income Tax Analysis about $850; Estate Analysis $850-$2,000; Capital Requirement Analysis $850-$2,000

Percentage

$0 - $999,999: 1.00% annually $1,000,000+: 0.75% annually

Project-based

$300 per hour for paraplanner, $550 to $850 per hour for senior planner

Performance-based

For 'qualified clients' (over $1,000,000 invested or net worth over $2,100,000), performance fee of 10% on gains above the high-water mark charged monthly and collected quarterly

Other

Account minimum: $200,000 (minimum investable assets for Portfolio Asset Management) Minimum fee: Minimum fee for Master Plan is $6,000; Executive Plan usually about $5,000 Fee-only: Hourly fees range from $300 per hour (paraplanner) to $550-$850 per hour (senior planner)

Main office location

Professional Financial Advisors Inc

30240 Rancho Viejo Road, Suite A

San Juan Capistrano CA 92675-1515, United States

Number of offices

1

Most active in

More info

California · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 949 493 5900

Advisors at this firm

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user avatar

Charles M

Series 63, Series 65

San Juan Capistrano, CA

Professional Financial Advisors Inc

Charles Mann is a financial advisor with Professional Financial Advisors Inc in San Juan Capistrano, CA. He holds Series 63 and Series 65 licenses and has 44 years of industry experience. Mann has worked at Professional Financial Advisors Inc since 1983 and is also affiliated with Independent Financial Group, LLC and NPB Financial Group, LLC. He serves as an officer and director at Pacific Corporate Consultants, Inc, a firm providing pension-related services. Professional Financial Advisors Inc serves individual clients, including high-net-worth individuals and business owners, offering comprehensive financial planning, retirement, estate, and tax-focused analyses alongside portfolio asset management and consulting. The firm employs a conservative, allocation-driven investment approach with client-directed, non-discretionary management and integrates tax and accounting expertise into its advisory model.

General retirement planning Wealth management Income planning General estate planning guidance General tax planning
user avatar

Maximilian M

CFP®, Series 66

San Juan Capistrano, CA

Professional Financial Advisors Inc

Maximilian Mann is a CFP® and Series 66 credentialed financial advisor with eight years of industry experience. He is currently affiliated with Professional Financial Advisors Inc and has prior experience at Independent Financial Group, LLC and NPB Financial Group, LLC. Outside of financial advising, Mann is involved in voiceover acting. Professional Financial Advisors, Inc. serves individual clients, including high-net-worth individuals and business owners, offering comprehensive financial planning, retirement, estate, and tax-focused analyses along with portfolio asset management and consulting. The firm employs a conservative, allocation-driven investment approach with client-directed, non-discretionary management and integrates tax and accounting expertise into its advisory model.

General retirement planning Wealth management Income planning General estate planning guidance General tax planning
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