P
Process Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,549,949
Clients
11
73% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$1,231,814
About
The firm provides discretionary asset management and financial planning to a small client base composed primarily of high‑net‑worth individuals, trusts, and estates; it does not serve non‑high‑net‑worth individual retail clients. It manages roughly $13.5 million across its accounts and operates as a single‑adviser registered investment adviser.
Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance and rely on both fundamental and technical analysis, periodic account reviews, and discretion to implement trades. The firm may engage third‑party sub‑advisors and subscribes to model portfolios through a marketplace platform to implement and monitor client strategies.
Noteworthy distinctions include the firm’s client mix being concentrated in high‑net‑worth and fiduciary accounts rather than typical non‑HNW retail individuals, and its use of sub‑advisors and a model marketplace as part of portfolio implementation. The firm’s principal also maintains an active insurance practice that consumes a substantial portion of their time and generates separate commission income, a disclosed potential conflict of interest; the firm has disclosed a prior administrative order that was subsequently set aside.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Fee options
1.50% annually
$200 per hour
Main office location
Process Wealth LLC
2140 Professional Dr., Suite 120
Roseville CA 95661, United States
Number of offices
1
Most active in
Process Wealth LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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