Probitas Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$72,649,133
Clients
54
35% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
54
HighAverage account size
$1,345,354
About
Probitas Financial provides portfolio management to individuals, high‑net‑worth clients and ERISA‑based plans, implementing investment advice primarily through Turnkey Asset Manager Platforms (including Buckingham Strategic Partners, AssetMark, Orion and Sawtooth). The firm reports that it manages client accounts on a non‑discretionary basis and relies on TAMPs for trade processing, account administration and reporting.
Its investment approach emphasizes strategic asset allocation with both long‑ and short‑term purchase strategies tailored to client objectives, time horizons and risk tolerance, and clients may impose reasonable investment restrictions. Because BSP and other TAMPs perform non‑discretionary implementation, clients designate custodians from approved providers (Pershing, Fidelity, Schwab or TD Ameritrade) and receive regular custodial statements.
The firm’s principal maintains outside registrations as a broker‑dealer registered representative, an insurance agent and is a licensed attorney, and may receive commissions or other compensation from securities or insurance transactions or provide legal services under separate engagement agreements; these outside activities and related conflicts are disclosed and managed in the brochure and firm policies. Probitas also discloses receipt of non‑cash support from TAMP sponsors (technology, practice support and educational seminars) and an explicit financial incentive related to IRA rollovers, which clients are asked to consider when evaluating recommendations.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Retirement income strategy
General retirement planning
Fee options
0.70% to 1.5% per annum depending on account size
Main office location
Probitas Financial
1500 Quail Street, Suite 540
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Probitas Financial has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")