Proactive Wealth Strategies, LLC

Proactive Wealth Strategies provides comprehensive financial planning and portfolio management to individuals, families, and trusts, serving both non‑high‑net‑worth and high‑net‑worth clients. The firm reports approximately $315,838,988 in assets under management and works with clients through investment management agreements and written financial plans.

The firm typically manages client assets on a discretionary basis, using a predominantly top‑down investment process and asset allocation guidelines, and may engage third‑party managers or LPL‑sponsored model programs as part of portfolio implementation. PWS also offers financial planning services and limited estate‑planning assistance through access to a third‑party platform (Wealth.com), and clients grant discretionary authority via a Limited Power of Attorney when applicable.

A notable feature of the firm is that it sponsors a named wrap fee program (the Proactive Wealth Strategies Wrap Program) offered through LPL Financial; PWS pays transaction charges to LPL for wrap accounts and discloses potential conflicts arising from differences in mutual fund share classes and transaction costs. The brochure also discloses the firm’s affiliation with LPL (including dually registered personnel) and the receipt of custodial support services, which the firm identifies as factors that may create incentives to recommend LPL custodial solutions.