Proactive Planning Wealth Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,082,814
This total excludes 46 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
69
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
69
Very HighAverage account size
$493,954
About
Proactive Planning Wealth Advisory is a state-registered investment adviser that provides portfolio management, financial planning, and related services to individual and high-net-worth clients through managed accounts and one-time financial plans. The firm delivers advice and account management via accounts opened with the firm and may incorporate third‑party estate-document software as part of its planning services.
The firm tailors its investment recommendations to clients’ objectives, time horizons, and risk tolerances and may employ asset allocation, dollar‑cost averaging, technical analysis, and both long- and short‑term trading as appropriate. It makes use of model portfolios and tax‑management tools available through its chosen custodian and conducts account reviews at least quarterly.
Noteworthy aspects include the firm’s use of promoter arrangements and participation in a national advertising program to generate leads, a form of endorsement-based marketing that the brochure highlights. The firm’s principal is also a licensed insurance agent who may offer commissionable insurance products (disclosed as occupying up to about 30% of their time), and the firm discloses potential conflicts arising from those dual roles while stating it performs due diligence on third‑party service providers that use artificial intelligence components.
Client services
Portfolio management
Expertise
Annuities
General estate planning guidance
Fee options
$500 - $1,500 depending on complexity for estate planning related services
$0 - $100,000: 1.00% $100,001+: 1.25%
Main office location
Proactive Planning Wealth Advisory
7221 West 79 Th Street, Suite 5
Overland Park KS 66204, United States
Number of offices
2
Most active in
Proactive Planning Wealth Advisory has reported serving >5 clients in these states in the last 12 months.
Kansas · Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")