ProActive Capital Management, Inc.

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Client assets under management

$138,496,245

Clients

261

16% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

131

Very High

Average account size

$530,637

About

ProActive Capital Management provides discretionary asset management, financial planning and consulting to individuals (including high-net-worth clients), trusts, estates, charitable organizations, corporations and retirement plans. The firm also offers ERISA plan services and may act either as a limited-scope 3(21) advisor or as a discretionary 3(38) investment manager for qualified retirement plans.

The firm’s advisors construct client-specific portfolios based on stated goals, time horizons and risk tolerance and use a mix of fundamental, technical, charting and cyclical analysis, with periodic (typically quarterly) account reviews. Investment advisory compensation is charged as a percentage of assets under management and fees are typically billed in advance on a quarterly basis; financial planning is offered as a fixed-fee engagement.

Noteworthy features for a two-advisor firm include a relatively large asset base (about $171 million) and the capability to provide full 3(38) discretionary plan management in addition to 3(21) services, which is less common among smaller firms. Advisors hold professional credentials (including RICP and CFP), the firm discloses certain outside activities such as co-ownership of residential real estate and insurance/tax practices, and it does not accept client-directed brokerage, does not receive soft-dollar benefits, and generally does not vote client proxies.

Client services

Financial planning Portfolio management Pension consulting Financial planning services included in

Expertise

General estate planning guidance Retirement income strategy Social Security optimization College savings (529s, UTMA, etc.)

Occupation focus

Retired Founder/Business Owner

Demographic focus

Mid-Career Professionals

Fee options

Fixed

Up to $2,500 for financial planning

Percentage

$0 - $250,000: 1.50% $250,001 - $750,000: 1.25% $750,001 - $2,500,000: 1.00% $2,500,001+: 0.75%

Project-based

Other

Account minimum: $250,000

Main office location

ProActive Capital Management, Inc.

1414 Sw Ashworth Place, Suite 200

Topeka KS 66604, United States

Number of offices

Most active in

Kansas · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website 785-215-8080

Advisors at this firm

Cory M

Series 65

Topeka, KS

ProActive Capital Management, Inc.

Cory Mc Pherson is a Series 65-licensed financial advisor with nine years of industry experience. He is currently with ProActive Capital Management, Inc., where he has worked since 2018, following prior roles at Legacy Financial Strategies, LLC, AE Wealth Management LLC, and Advisors Excel. Outside of his advisory work, he is a co-owner of 1813 Properties, LLC, a company involved in residential real estate management. ProActive Capital Management serves individual investors, trusts, estates, charitable organizations, and employer-sponsored retirement plans by providing discretionary asset management and written financial planning. The firm offers tailored portfolios that incorporate various analytical approaches and provides specialized services for qualified retirement plans, including acting as a 3(21) advisor or 3(38) investment manager for ERISA plans.

General estate planning guidance Retirement income strategy Social Security optimization College savings (529s, UTMA, etc.) Retired Founder/Business Owner Mid-Career Professionals

Kevin T

CFP®, Series 63

Topeka, KS

ProActive Capital Management, Inc.

Kevin Tucker is a CFP® with 46 years of industry experience, currently serving at ProActive Capital Management, Inc. since 2021. He has held roles at Cambridge Investment Research advisors Inc. and Tucker Financial Services, with over three decades of experience spanning these firms. Tucker is also a board member of multiple nonprofit Catholic foundations in Kansas. ProActive Capital Management serves individual investors, trusts, estates, charitable organizations, and retirement plans with discretionary asset management and financial planning. The firm offers tailored portfolios based on client objectives and risk tolerance, and provides specialized advisory services for qualified retirement plans, including acting as a 3(21) advisor or 3(38) investment manager.

General estate planning guidance Retirement income strategy Social Security optimization College savings (529s, UTMA, etc.) Retired Founder/Business Owner Mid-Career Professionals

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