Pro Tax Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
Clients
110
9% high-net worth
Advisors
1
of 7 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
110
Very HighAverage account size
$136,364
About
Pro Tax Financial Services provides tax preparation, accounting, financial planning, and investment advisory services to primarily individual clients and, on occasion, to trusts, estates, charitable organizations, and business entities. About 70% of the firm’s revenue is derived from tax services while the remainder comes from investment advisory and financial planning.
The firm draws on a mix of fundamental, technical, and cyclical analysis and uses financial media, third‑party research, and screening tools to inform recommendations. Implementation approaches range from long‑term holdings to short‑term trading and explicitly include strategies such as short sales, margin, and option writing.
What distinguishes the firm is its integrated tax and accounting practice alongside asset management, with tax services representing the majority of revenue—an affiliation that is uncommon among peers in this category. The firm custodians assets at a major broker‑dealer, states it avoids product commissions and referral compensation, and does not charge performance‑based fees.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
1.5% annually (0.375% quarterly) with a minimum quarterly fee of $25.00; fee may be negotiated and does not vary by tiers
Minimum fee: Minimum quarterly management fee of $25.00
Main office location
Pro Tax Financial Services, LLC
761 S. Stapley
Mesa AZ 85204, United States
Number of offices
1
Most active in
Pro Tax Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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