Private Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$72,000,000
Clients
43
7% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$1,674,419
About
Private Wealth Management, LLC provides ongoing portfolio management primarily to individual and high-net-worth clients, creating an Investment Policy Statement for each engagement and offering both discretionary and non-discretionary mandates. The firm reports managing roughly $75 million in discretionary assets across a small client base and conducts regular portfolio monitoring and reporting.
The firm employs both fundamental and technical analysis and pursues long-term trading alongside the use of margin and options strategies (including covered, uncovered, and spread strategies). Investment implementation is generally limited to mutual funds, equities, fixed income, ETFs, real estate funds/REITs, and annuities, with all assets managed in-house rather than by third‑party sub‑advisers.
Noteworthy features for a firm of this size include a single management person who conducts monthly reviews of all accounts and the firm’s use of a primary institutional custodian platform, including fee deductions that create limited custody arrangements. The brochure also discloses that the principal operates a separate tax‑preparation business and that the firm’s combination of related‑party services and use of leveraged/options strategies may present conflicts of interest and elevated risks that prospective clients should consider.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Annuities
Fee options
$250,000 - $100,000,000: 0.60% annually
Account minimum: $250,000
Main office location
Private Wealth Management, LLC
600 Eagleview Blvd, Suite #300
Exton PA 19341, United States
Number of offices
1
Most active in
Private Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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