Private Client Group Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$143,087,798
Clients
109
40% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
109
Very HighAverage account size
$1,312,732
About
Private Client Group Asset Management is a small registered investment adviser that serves individuals (including high net worth clients), retirement plans, trusts, estates, and business entities. The firm provides financial planning and investment supervisory services and manages roughly $143 million across about 109 client accounts.
PCG generally implements client strategies by recommending model portfolios and third‑party money managers, monitoring those sub‑advisers for continued alignment with client objectives rather than performing proprietary security‑by‑security analysis. Financial planning engagements involve interviews, document review and a written plan addressing net worth, taxes, cash flow, retirement and estate considerations, with implementation left to the client or recommended professionals.
What is distinctive for a firm of this size is that PCG sponsors and acts as portfolio manager for wrap fee programs — offering both separately managed account and mutual fund wrap arrangements and delegating day‑to‑day discretionary management to recommended sub‑advisers while retaining overall suitability oversight. Associated persons are also registered representatives of FINRA member broker‑dealers and licensed insurance agents, which can result in separate transaction‑based or commission compensation that the firm discloses and addresses in its policies.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Annuities
Wealth management
Private / alternative investments
Fee options
Fixed fee for Financial Planning Services typically ranging from $1,000 to $5,000
Commission-based compensation earned by registered representatives for securities and insurance product sales
Up to $350 per hour for Financial Planning Services
Minimum fee: Minimum annual fee of $1,000 for Financial Planning clients, with right to reduce or waive minimum
Main office location
Private Client Group Asset Management
240 Main Street, Suite 200
Gladstone NJ 07934, United States
Number of offices
1
Most active in
Private Client Group Asset Management has reported serving >5 clients in these states in the last 12 months.
Florida · New Hampshire · New Jersey · New York · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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