Prism Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$73,796,000
Total clients
298
8% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
149
Average account size
$247,638
About
Prism Wealth Management serves individual and high-net-worth clients, providing discretionary asset management and complementary financial planning. The firm delivers portfolio management through third‑party sub-advisers and a co‑advisor arrangement and documents client goals and restrictions in individualized plans.
The firm implements investment strategies by selecting model portfolios on an external platform and through a co‑adviser that offers strategic, tactical allocation, defined outcome, preservation, and private wealth portfolios. Its ADV discloses that underlying portfolios and certain model strategies may employ derivatives (for example within defined outcome strategies and underlying funds), a capability accessed through the separately managed models it uses.
Noteworthy aspects include an affiliation with an insurance company and that the advisors conduct outside insurance agency business, allocating a substantial portion of their time to insurance activities and receiving customary insurance compensation (which the brochure discloses as a potential conflict). Prism also participates in a tiered fee‑sharing/incentive arrangement with its co‑adviser and operates with roughly $73.8 million in discretionary assets under management across a small advisory team, factors that influence its reliance on sub‑advisers and platform relationships.
Client services
Fee options
$0+: 1.5% annually (asset management with AE Wealth Management, LLC; negotiable) $0+: 1.50% total annual fee for Strategic, Tactical Allocation & Defined Outcome Portfolios (Gradient Investments + Prism split: 0.50% + 1.00%) $0+: 1.00% total annual fee for Preservation Portfolios (Gradient Investments + Prism split: 0.40% + 0.60%)
Investment advisor representatives receive commissions on insurance products sold as licensed insurance agents.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Prism Wealth Management
127 E Liberty St, Suite 300
Wooster OH 44691, United States
Number of offices
3
Forms ADV
Quick links
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