Prism Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,400,000
Clients
25
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$336,000
About
Prism Capital provides investment consulting and portfolio management to individuals and small business owners, offering services such as written investment policy statements, asset-allocation planning, and ongoing portfolio management. The firm also advises on pension-plan matters and develops liability-focused strategies for plan sponsors as part of its consulting services.
Its investment process emphasizes fundamental valuation and strategic asset allocation across domestic and international equities and fixed income, real estate, commodities, and alternative investments, with implementation largely through ETFs and other passive vehicles. Prism Capital additionally uses option strategies (generally covered calls) to manage risk and may select actively managed funds for less liquid asset classes; it typically manages accounts on a discretionary basis and maintains an account minimum of $250,000.
What is distinctive about the firm is the combination of a small, concentrated client base (roughly 25 accounts and about $8.4 million in discretionary assets) with institutional pension consulting experience, including work on immunization and customized benchmarks—services that are uncommon for firms of this size. The firm also leaves proxy voting to clients rather than voting proxies on their behalf, which differs from many peers.
Client services
Portfolio management
Pension consulting
Expertise
Passive / index investing
Active portfolio management
Options & derivatives strategies
Real estate investing
Private / alternative investments
Fee options
$0 - $500,000: 1.0% $500,001 - $1,000,000: 0.9% $1,000,001 - $2,500,000: 0.8% $2,500,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.35%
Account minimum: $250,000 Fee-only: Fee-only investment advisor, no commissions received.
Main office location
Prism Capital
Columbia MO, United States
Number of offices
0
Most active in
Prism Capital has reported serving >5 clients in these states in the last 12 months.
Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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