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Princeton Global Asset Management LLC

Updated today

Total assets under management

$921,324,613

Total clients

356

47% high-net worth

Total advisors

20

of 22 employees

Firm size

Multi Team

Average clients per advisor

18

Average account size

$2,587,990

About

Princeton Global Asset Management provides discretionary investment supervisory services and financial planning to individuals (including high net worth clients) as well as pension, retirement, foundation and endowment clients. The firm also offers held-away account management for workplace retirement plans via a third‑party platform and may allocate client assets to independent managers for municipal bond management and option overlay strategies.

PGAM employs a fundamentally driven investment process that incorporates global macro, currency and geopolitical analysis to construct customized U.S., international and global equity, fixed income and balanced portfolios, with international exposure often implemented through ADRs. Accounts are typically managed on a discretionary basis with regular monitoring and reporting, and the firm uses third‑party platforms (including Schwab’s Managed Account Marketplace and Pontera) to implement certain strategies and rebalancing for held‑away assets.

The firm’s senior investment and product professionals have long tenures at large institutional asset managers and several leaders hold the CFA designation, reflecting an institutional background within a multi‑team boutique. PGAM’s explicit use of third‑party technology to manage held‑away accounts, facilitation of estate‑planning documents through an external service, and the combination of individualized discretionary management with institutional consulting and independent manager allocations are features that set its operating model apart from many similarly sized multi‑team firms.

Client services

Financial planning Portfolio management Pension consulting Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance

Occupation focus

Founder/Business Owner

Fee options

Fixed

Financial planning fees generally range from $1,000 to $25,000 on a fixed fee basis

Other

Account minimum: $1,000,000 Minimum fee: $5,000 per year for accounts below a certain asset threshold Fee-only: Financial planning fees generally range from $1,000 to $25,000 on a fixed fee basis

Main office location

Princeton Global Asset Management LLC

17 Hulfish Street, Suite 240

Princeton NJ 08542, United States

Number of offices

1

Most active in

California · Colorado · Connecticut · Delaware · Florida · Maryland · New Jersey · New York · North Carolina · Pennsylvania · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael M

Series 63, Series 65

Chevy Chase, MD

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Matthew S

CFP®, Series 66

Parker, CO

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Francis K

CFP®, Series 63, Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Tara B

CFP®, Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Brett S

CFA®, Series 66

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Richard M

Series 63, Series 65, Series 66

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Paul L

CFP®, Series 63

Boynton Beach, FL

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Duane L

Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Robert S

Series 66

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

William K

Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

George W

Series 63, Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Paul G

CFA®, Series 63, Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Joseph S

Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Marcell P

Series 63, Series 65

Princeton, NJ

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
user avatar

Matthew G

CFP®, CFA®, Series 65, Series 66

Chevy Chase, MD

Princeton Global Asset Management LLC

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Founder/Business Owner
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