Princeton Center Planning and Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,750,000
Clients
327
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
327
Very HighAverage account size
$109,327
About
Princeton Center Planning and Investments serves primarily individual clients through discretionary investment management and financial planning, and also offers tax advisory, estate planning and insurance advisory services. Its brochure lists a broad client mix—including individual and institutional types—but notes the firm does not emphasize high‑net‑worth households while maintaining a retail‑focused client base of 327 accounts.
The firm manages client portfolios on a discretionary, open‑architecture platform and provides written financial plans and investment policy statements to guide management. Its stated methods include both fundamental and technical analysis and a range of implementation strategies from long‑term holdings to short‑term trading and option writing (including covered and uncovered option strategies).
Noteworthy aspects include an unusually high client‑to‑advisor ratio (over 300 clients per a single advising team member) and a clear affiliation with an insurance business, with advisors holding life, health and annuity licenses and the firm offering an RIA fee‑only annuity option. The adviser also reports it does not custody client assets and does not vote proxies, reflecting operational choices that accompany its focus on a large retail client base and insurance‑linked planning in addition to portfolio management.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Fee options
$0 - $2,000,000: 1.95% $2,000,001 - $4,000,000: 1.70% $4,000,001 - $7,000,000: 1.45% $7,000,001 - $10,000,000: 1.2% Over $10,000,000+: .95%
Hourly charges available (specific rates not stated)
Annual retainer fee agreed upon by both parties
Fee-only: Flat 1.5% for RIA Fee Only Annuity with no commitment
Main office location
Princeton Center Planning and Investments, LLC
4178 Center Road
Brunswick OH 44212, United States
Number of offices
2
Most active in
Princeton Center Planning and Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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