Pride of the West Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm is registered as an investment adviser that manages discretionary assets and, according to its brochure, reports $46 million in discretionary AUM while offering investment advisory, comprehensive financial planning, and budgeting assistance to individuals and families. Its service descriptions include both ongoing portfolio management and standalone planning engagements.
Pride of the West Financial accepts discretionary authority to place trades on behalf of clients and describes a long‑term investment approach that relies on fundamental analysis supplemented by technical and third‑party research; portfolios are reviewed quarterly with at least annual client reviews. The brochure also notes the firm provides financial planning on a fee‑for‑service or hourly basis in addition to charging percentage‑of‑AUM advisory fees.
Several operational choices in the brochure distinguish the firm from many peers: it does not participate in wrap fee programs, it does not aggregate or place block trades and instead executes trades in each account, and it will not vote client proxies (clients receive solicitations directly). The firm is a sole owner/principal who holds CFP certification, opened recently, and discloses that it may compensate third parties for client referrals while not receiving soft‑dollar benefits.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
General estate planning guidance
Cash flow / budgeting
Fee options
$0 - $500,000: 1.25% $501,000 - $1,000,000: 1.00% $1,000,001+: 0.75%
$150 per hour for additional services
Ongoing financial planning relationship fee $240 annually
Account minimum: $100,000 Fee-only: Financial planning and budgeting assistance hourly rate of $150; ongoing financial planning relationship fee $240 annually; fee for service depends on request
Main office location
Pride of the West Financial, LLC
Sheridan WY, United States
Number of offices
1
Most active in
Pride of the West Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Texas · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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