P
Prestonwood Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
Clients
18
6% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$833,333
About
Prestonwood Capital Management, LLC is a state-registered, independent investment adviser that provides discretionary portfolio management and ongoing investment advice to individuals (including high net worth clients), trusts, estates, corporations and other business entities, and also accepts institutional clients. In addition to asset management, the firm offers targeted financial advisory services such as cash flow and retirement planning, tax-efficient distribution strategies, estate and insurance planning, annuity reviews and education planning.
The firm’s investment approach emphasizes customized asset allocation and fundamental security analysis supplemented, on a limited basis, by technical analysis; portfolios are tailored to client goals, risk tolerance and tax considerations and documented with investment policy statements for institutional clients. Portfolio construction typically blends diversified equity and fixed income holdings (with a bias toward large-cap equities and investment-grade bonds), use of ETFs and publicly traded REITs for real estate exposure, minimal leverage, and a buy-and-hold orientation for many fixed income positions.
Noteworthy for a small independent adviser, Prestonwood maintains outside real estate brokerage activity—one supervised person holds multiple state real estate licenses and the firm’s disclosures list affiliated real estate businesses—which the firm addresses through its code of ethics and disclosure policies. The firm also describes itself as fee-only (not receiving third‑party sales compensation), recommends Interactive Brokers for custody, and is structured as a wholly owned subsidiary of Sky Equity Partners, features that differentiate it from many solo independent advisers.
Client services
Portfolio management
Expertise
Retirement income strategy
Income planning
Wealth management
General estate planning guidance
Fee options
Financial plans start at $3,500.
$100,000 - $999,999: 1.50% $1,000,000 - $2,999,999: 1.00% $3,000,000 - $4,999,999: 0.85% $5,000,000 - $9,999,999: 0.75% $10,000,000+: 0.70%
$100 to $400 per hour for consulting services; $350 per hour for non-ongoing client relationships.
Account minimum: $250,000 Fee-only: Fee-only investment adviser; no commissions or other compensation from product sales.
Main office location
Prestonwood Capital Management, LLC
5830 Granite Parkway, Suite 100 289
Plano TX 75024, United States
Number of offices
1
Most active in
Prestonwood Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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