Presidio Financial Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,248,816
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
12
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$354,068
About
Presidio Financial Advisors LLC is a single‑advisor registered investment adviser that manages roughly $4.7 million for a small roster of individual and high‑net‑worth clients and also serves pension and profit‑sharing plans. The firm provides discretionary investment management as well as non‑discretionary investment consulting under formal written agreements.
The firm’s investment process is built on fundamental research and a balanced, total‑return approach that can include cash, equities, fixed income, ETFs, REITs and options, with portfolios tailored to clients’ objectives, risk tolerances and any stated restrictions. Managed accounts are run on a discretionary basis with periodic reviews, and custody and trade execution are handled through a third‑party custodian.
What distinguishes Presidio from many peers is its offering of pension consulting for 401(k) and other employee benefit plans — including assistance in identifying plan objectives, recommending money managers and custodians, monitoring investment options, and preparing written pension consulting plans — a service that is uncommon among solo independent advisers. The firm also accepts standalone consulting engagements on a project/hourly basis and maintains documented fiduciary and ethics policies.
Client services
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $750,000: 1.00% $750,000 - $5,000,000: 0.70% $5,000,000+: 0.40%
$200 to $350 per hour
Main office location
Presidio Financial Advisors LLC
105 E De La Guerra Street, Suite 10
Santa Barbara CA 93101, United States
Number of offices
1
Most active in
Presidio Financial Advisors LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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