P
Preservation Financial Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,454,647
Clients
12
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$2,371,221
About
Preservation Financial Management is an independent, single‑advisor investment adviser that manages approximately $28.5 million for a very small client base (about 12 clients). The firm provides investment supervisory services and other securities advice across both individual and institutional accounts, including fiduciary relationships such as trusts and estates.
The firm’s Form ADV shows that investment supervisory services represent roughly 90% of its advisory billings, with other advisory work comprising the remainder. Its materials frame engagements around ongoing managed account services and continuing advisory relationships rather than one‑time consultations.
What is distinctive is the combination of activities for a solo independent adviser: the brochure lists the issuance of periodicals or newsletters and notes that the firm provides educational seminars or workshops, and it also manages institutional portfolios. That mix of publishing, client education, and institutional portfolio management is uncommon among independent advisers of this size.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Options & derivatives strategies
Fee options
Fee-only: Hourly charges offered, fixed fees (not including subscription fees) offered.
Main office location
Preservation Financial Management
Boca Raton FL, United States
Number of offices
1
Most active in
Preservation Financial Management has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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