Prepared Financial Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,190,698
Clients
11
36% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$1,017,336
About
Prepared Financial Planning is a fee‑only registered investment adviser that provides investment management and financial planning to individual and high‑net‑worth clients. The firm manages roughly $11.2 million for a small client base and offers both ongoing comprehensive planning and project‑based engagements.
The firm’s investment approach emphasizes asset allocation and modern portfolio theory, blending passive and active strategies across stocks, bonds, mutual funds, and ETFs while considering tax implications and client risk tolerance. It tailors portfolios to client goals, may integrate outside managers for selected accounts, and implements discretionary trading authority where agreed.
Prepared Financial Planning routinely offers educational seminars and speaking engagements and provides financial education and consulting services to nonprofits and educational institutions; these presentations are explicitly educational and do not include individualized investment advice. Its combination of a compact client roster, flexible planning engagement models (ongoing and project‑based), use of outside managers, and the availability of values‑based investing options differentiate the firm from many peers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Financial education and consulting
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General retirement planning
ESG / Sustainable investing
Fee options
Flat fees for project-based financial planning ranging from $2,000 to $20,000; seminars $1,000 to $25,000; consulting $200 to $325 per hour or fixed fees
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
$400 per hour for project-based financial planning
Ongoing Comprehensive Financial Planning fees range from $1,250 to $6,250 quarterly, paid monthly or quarterly in arrears
Minimum fee: Minimum annual fee of $10,000 (may be reduced or waived at discretion) Fee-only: Fee-only firm; no commissions or sales-related compensation received
Main office location
Prepared Financial Planning
Milwaukee WI, United States
Number of offices
1
Most active in
Prepared Financial Planning has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
Website
262-227-7139
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