Premium Alpha Capital, LLC

The firm primarily serves individual investors — including retirees, professionals, and personal referrals — and provides customized investment management focused on income generation, growth, and downside risk management. Portfolios are constructed using ETFs, index funds, and options strategies (including covered calls and cash‑secured puts) to align with each client’s goals, risk tolerance, and time horizon.

Its investment approach combines technical, fundamental, and macroeconomic analysis with tactical asset allocation and a range of options strategies (protective puts, VIX call buying, credit spreads) used for hedging and income. The firm manages accounts on a discretionary basis, conducts reviews at least monthly (often weekly or daily when warranted), and generally requires custody with Interactive Brokers to support its execution needs for option-related strategies.

Compared with many registered investment-manager peers, the firm reported no regulatory assets under management at the brochure date and is structured to serve retail individual clients rather than primarily managing pooled or institutional assets, a client mix that is uncommon in its category. The firm’s operational profile — a preference for a specific custodian to implement option-driven strategies, an explicit absence of performance‑based fees, and a principal who actively manages personal accounts and holds the Series 65 exam qualification — further distinguishes its setup from many peers.