Preferred Wealth Advisors, LLC

Preferred Wealth Advisors, LLC provides fee‑based investment management and financial planning to individual and high‑net‑worth clients, managing roughly $6.3 million across about 35 relationships. Services include portfolio management delivered through third‑party platforms and managers (EQIS, Orion, and other TPMs), standalone financial plans offered on an hourly or fixed‑fee basis, and public educational seminars.

The firm implements client strategies largely by placing accounts on outsourced model and wrap platforms where the platform or sub‑advisor commonly has trading discretion while the firm monitors performance, performs periodic reviews, and serves as the client liaison. Advisory fees are billed primarily as a percentage of assets under management, with separate billing conventions for platform and TPM services; PWA discloses and documents client‑imposed restrictions and tailored objectives in client files.

Noteworthy features include regular no‑cost seminars for the public and the principal’s affiliated insurance and college‑planning businesses, which may generate separate commissions or compensation and are disclosed as potential conflicts of interest alongside the firm’s receipt of referral fees from some TPMs. The firm is small and relies heavily on multiple outsourced managers and wrap programs, does not custody client assets, and generally leaves proxy voting to clients unless asked to provide assistance.