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Poxono Capital

Updated today

Client assets under management

$17,952,843

Clients

50

64% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

13

Very Low

Average account size

$359,057

About

Poxono Capital LLC provides discretionary portfolio management and investment advisory services primarily to individual and high‑net‑worth clients, preparing an Investment Policy Statement for each client and offering ongoing monitoring and account reporting. The firm also acts as adviser to a private pooled vehicle, Poxono Derivatives LLC, in addition to its ordinary wealth management offerings.

The firm employs a mix of fundamental, quantitative, technical, charting and cyclical analysis and implements both long‑ and short‑term trading techniques; its strategies may include options, short sales and margin transactions as part of proprietary and structured‑alternative approaches. Poxono generally requires discretionary authority to execute its plans and tailors allocations to client goals, risk tolerance and any client‑imposed restrictions.

What distinguishes Poxono from many team advisers is its role as a private fund manager and the coexistence of a derivatives‑focused fund that invests in U.S.‑listed equities, ETFs and equity/ETF derivatives alongside client accounts, which entails performance‑based compensation and potential allocation conflicts. The firm states it manages those conflicts through written allocation policies, a Code of Ethics and compliance reviews, and it offers both proprietary structured strategies and ordinary investment management without imposing an account minimum.

Client services

Portfolio management

Expertise

Options & derivatives strategies Active portfolio management Private / alternative investments Real estate investing

Fee options

Percentage

Negotiable blended rate based on assets under management for portfolio management services

Performance-based

20% incentive allocation on net new appreciation for qualified clients investing in Poxono Derivatives, LLC private fund, with 2% annual management fee and high-water mark loss carryforward provision

Main office location

Poxono Capital

New Hope PA, United States

Number of offices

2

Most active in

New Jersey · New York · Pennsylvania · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

William R

Series 63, Series 65

New Hope, PA

Poxono Capital

William Reube is a financial advisor at Poxono Capital with two years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at Corbin Capital Partners, Panning Capital Management, and New Albion Partners. Poxono Capital provides discretionary portfolio management primarily to individual and high-net-worth clients, offering tailored investment programs and written Investment Policy Statements. The firm combines multiple methods of analysis and a range of strategies, including proprietary and structured-alternative investments, while generally requiring discretionary authority to implement its approaches.

Options & derivatives strategies Active portfolio management Private / alternative investments Real estate investing
user avatar

Connor M

Series 65

New Hope, PA

Poxono Capital

Connor Mc Nicholas is a financial advisor at Poxono Capital with a Series 65 designation and three years of industry experience. His prior roles include positions at Dillon Capital Management, Parkway Clinical Labs, and General Healthcare Resources. Outside of finance, he has experience working at Squires Golf Club. Poxono Capital provides discretionary portfolio management primarily to individual and high-net-worth clients, offering tailored investment programs and written Investment Policy Statements. The firm employs a multi-method investment approach and serves as adviser and general partner to a private fund, Poxono Derivatives, LLC.

Options & derivatives strategies Active portfolio management Private / alternative investments Real estate investing
user avatar

Stewart R

Series 65

New Hope, PA

Poxono Capital

Stewart Rickenbach is a financial advisor at Poxono Capital with a Series 65 designation and one year of industry experience. Prior to joining Poxono Capital, he worked at Johnson & Johnson for three years and GlaxoSmithKline for three years. Poxono Capital provides discretionary portfolio management primarily to individual and high-net-worth clients, offering tailored investment programs and written Investment Policy Statements. The firm employs a multi-method investment process and serves as adviser and general partner to a private fund, providing a range of strategies including proprietary and structured-alternative approaches.

Options & derivatives strategies Active portfolio management Private / alternative investments Real estate investing
user avatar

Wilder H

CFA®, Series 63, Series 66

New York, NY

Poxono Capital

Wilder Harvard is a CFA® charterholder with 14 years of industry experience. He is currently with Poxono Capital and has previously worked at Alliance Bernstein, BlackRock Investments LLC, and Vernier Capital Partners. He is the founder of a consulting firm that provides market intelligence, brand consultation, and fundraising advice to alternative investment managers. Poxono Capital offers discretionary portfolio management primarily to individual and high-net-worth clients, combining multiple analytical methods and a range of investment strategies. The firm also advises a private fund and emphasizes tailored investment programs supported by written Investment Policy Statements.

Options & derivatives strategies Active portfolio management Private / alternative investments Real estate investing
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