Powers Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,022,974
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
43
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$163,325
About
Powers Financial Group is a state‑registered independent advisory firm that provides investment supervisory services, portfolio management and modular financial planning to individuals, trusts, foundations and institutional clients. The firm manages roughly $7.6 million in client assets across both discretionary and non‑discretionary accounts and serves a small client base.
The firm applies a mix of fundamental, technical, cyclical and volatility analysis and implements long‑ and short‑term strategies, including actively managed option overlay strategies and block trading when appropriate. Investment Adviser Representatives gather client information through in‑depth interviews and investment policy statements, then construct and monitor portfolios consistent with each client’s objectives, risk tolerance and liquidity needs.
Compared with many peers, the firm is notable for sponsoring a wrap fee program, serving pension and profit‑sharing plan clients, and maintaining insurance brokerage activity with licenses to sell fixed and variable insurance products. The firm’s personnel background includes market‑making and options trading experience, which aligns with its use of option strategies and more active trading approaches.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
Fee options
$0 - $100,000: 2.00% $100,000.01 - $500,000: 1.50% $500,000.01 - $2,500,000: 1.00% Over $2,500,000.01+: 0.50% $0 - $500,000: 1.50% $500,000.01 - $1,000,000: 1.25% $1,000,000.01 - $2,500,000: 1.00% Over $2,500,000.01+: .75% $0 - $1,000,000: 1.25% $1,000,000.01 - $3,000,000: 1.00% $3,000,000.01 - $5,000,000: .90% Over $5,000,000.01+: .75%
$100 to $500 per hour based on advisor experience; $50 per hour for administrative staff
Fee-only: $100 to $500 per hour, up to $15,000 for a complete financial plan
Main office location
Powers Financial Group, LLC
1700 Park Street, Unit 203
Naperville IL 60563, United States
Number of offices
1
Most active in
Powers Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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