Powell Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,000,000
Clients
100
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
100
Very HighAverage account size
$370,000
About
Powell Wealth provides portfolio management and financial planning services for individuals and high‑net‑worth clients and also accepts relationships with non‑profits, small businesses, unions, trusts and corporate entities. The brochure describes services that include investment analysis, strategic asset allocation, ongoing performance reviews and the option for discretionary portfolio management.
The firm’s investment process draws on quantitative, fundamental, technical and economic analysis to inform model‑driven recommendations and strategic allocations across nine asset classes. Portfolios are implemented primarily through ETFs, mutual funds, unit investment trusts, fixed income and equities, with account reviews conducted quarterly or at least annually to realign holdings with client goals and market conditions.
Noteworthy features include the principal’s active insurance practice and multiple insurance‑related professional designations, with the firm disclosing that insurance products may be recommended in a separate capacity and conflicts are managed per the code of ethics. The brochure also discloses prior client allegations related to insurance transactions and notes that enhanced compliance procedures and communication protocols have been implemented, which may be relevant for prospective clients evaluating oversight and operational controls.
Client services
Portfolio management
Expertise
Wealth management
Tax-loss harvesting
Occupation focus
Founder/Business Owner
Union Employee
Retired
Fee options
$0 - $100,000: 2% $100,001 - $250,000: 1.25% $250,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,001+: 0.09%
Minimum fee: Minimum annual fees based on asset tiers, starting at 2% for $0-$100,000 Fee-only: Yes, advisory fees only; no commissions accepted for securities sales
Main office location
Powell Wealth
603 E Jackson St
Tampa FL 33602, United States
Number of offices
1
Most active in
Powell Wealth has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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