Portland Financial Planning Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$78,378,113
Total clients
32
78% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
32
Average account size
$2,449,316
About
Portland Financial Planning Group serves individuals and families — including high net worth clients — and also works with trusts, estates and not‑for‑profit organizations. The firm provides comprehensive financial planning and investment advisory services delivered primarily through annual fixed‑fee retainers and occasional one‑time project engagements.
The firm’s investment approach emphasizes cost control and predictable outcomes, using index funds as the core of most portfolios and prioritizing long‑term asset allocation and periodic rebalancing over frequent security selection. PFPG offers both discretionary and non‑discretionary arrangements, but in practice the vast majority of assets are managed non‑discretionarily (roughly $75.8 million of about $78.4 million reported AUM was non‑discretionary, with roughly $2.5 million discretionary).
What is distinctive about the firm is its advisory and billing model: it is fee‑only and generally does not use a percentage‑of‑assets fee schedule, instead charging negotiated annual retainers and project or hourly fees while adhering to CFP® and NAPFA fiduciary standards. The practice is small and centralized (one principal and one full‑time staff member), and couples individualized model allocations, no‑load/low‑cost fund recommendations, and client‑involved trade implementation.
Client services
Expertise
Fee options
Fixed fees for one-time project services generally range from $1,000 to $7,500.
$0 - $1,000,000: 0.65% $1,000,001 - $4,000,000: 0.40% $4,000,001+: 0.225%
Hourly rate generally $300 per hour for one-time project services.
Annual fixed (retainer) fee generally ranging from $6,500 to $25,000, negotiable based on factors including net worth and complexity.
Minimum fee: Minimum annual fixed fee of $6,500 for new clients, which may be decreased or waived at the firm's discretion. Fee-only: Fee-only advisory firm; no commissions received.
Main office location
Portland Financial Planning Group
511 Congress Street, Suite 804
Portland ME 04101, United States
Number of offices
1
Most active in
Maine
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")