Poplar Global Wealth Management LLC

Poplar Global Wealth Management serves individual investors, pension and profit‑sharing plans, and various business entities, providing comprehensive portfolio management through a wrap‑fee program and pension consulting to plan sponsors on a one‑time or ongoing basis. The firm offers individualized investment advice and its representatives also hold insurance and accounting credentials, with tax or accounting services offered under separate engagement agreements.

For managed accounts the firm operates primarily through a discretionary wrap program, tailoring portfolios to clients’ objectives and conducting routine reviews (at least quarterly), while employing fundamental and technical analysis and strategies that include long‑term holdings, short‑term trading and, at times, short sales. Custody and trade execution are facilitated through an institutional platform relationship that the firm discloses in its wrap program materials, and wrap clients generally do not incur transaction charges on trades executed within the program.

What is notable about the firm is its ownership and affiliation with a FINRA‑member broker‑dealer (KARMEQ) and that firm management holds broker‑dealer registrations, making broker‑dealer activity and registered‑representative roles part of the firm’s business structure — a disclosure the brochure identifies as a potential source of conflicts when commissionable products are sold outside advisory accounts. The firm is also a wrap fee program sponsor and provides pension consulting and plan services (services that are less common among independent solo advisers), and it discloses mitigation measures for conflicts, including fiduciary obligations and separate engagement terms for non‑advisory services.