Pomeroy Financial Planning, LLC.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
59
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
59
HighAverage account size
$0
About
Pomeroy Financial Planning provides fee-only financial planning and investment consulting to individuals, trusts, and estates, and will also advise related small-business entities. Services described in the brochure include comprehensive or segmented planning covering retirement, tax and estate planning, cash flow analysis, investment analysis, and consultative investment suggestions.
The firm takes a consultative, non-discretionary approach: it recommends strategic, long-term asset allocations that often use low-cost index funds, ETFs and occasional active funds, while clients retain final decision-making and typically place their own trades (a limited power of attorney is used for trading only for certain existing clients). Pomeroy does not provide ongoing portfolio management or report regulatory assets under management, and it charges hourly or fixed fees rather than fees based on a percentage of assets.
Notable features that set the firm apart from many peers are its strict fee-only model with no commissions or referral arrangements and its principal’s combination of CPA/PFS, CFP and CKA credentials and estate-and-tax practice background, which support work on complex matters such as business sale planning, cost-basis reconstruction, special needs planning and estate issues. The brochure also emphasizes client education, tailored net-worth reporting through planning software, and a relatively small, longstanding client base, reflecting a planning-focused, consultative practice rather than an AUM-driven advisory model.
Client services
Financial planning
Investment consulting
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
General tax planning
Family Business
Fee options
Fixed (flat) fees for existing clients, payable as often as quarterly, amount depends on client complexity and time required.
Up to $350 per hour for financial planning and investment consulting services.
Fee-only: Hourly fee up to $350 per hour; Fixed (flat) fee arrangements negotiable, billed quarterly or as agreed.
Main office location
Pomeroy Financial Planning, LLC.
7850 5 Mile Rd
Cincinnati OH 45230, United States
Number of offices
1
Most active in
Pomeroy Financial Planning, LLC. has reported serving >5 clients in these states in the last 12 months.
Kentucky · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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